Compactness in Metric Spaces

Compact Sets in a Metric Space

If $(M,d)$ is a metric space and $S\subseteq M$ then a cover or covering of $S$ is a collection of subsets ${\mathcal {F}}$ in $M$ such that:

{\begin{aligned}\quad S\subseteq \bigcup _{A\in {\mathcal {F}}}A\end{aligned}}

Furthermore, we said that an open cover (or open covering) is simply a cover that contains only open sets.

We also said that a subset ${\mathcal {S}}\subseteq {\mathcal {F}}$ is a subcover/subcovering (or open subcover/subcovering if ${\mathcal {F}}$ is an open covering) if ${\mathcal {S}}$ is also a cover of $S$ , that is:

{\begin{aligned}\quad S\subseteq \bigcup _{A\in {\mathcal {S}}}A\quad {\text{ where }}{\mathcal {S}}\subseteq {\mathcal {F}}\end{aligned}}

We can now define the concept of a compact set using the definitions above.

Definition: Let $(M,d)$ be a metric space. The subset $S\subseteq M$ is said to be Compact if every open covering $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F}$ of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ has a finite subcovering of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ .

In general, it may be more difficult to show that a subset of a metric space is compact than to show a subset of a metric space is not compact. So, let's look at an example of a subset of a metric space that is not compact.

Consider the metric space $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle (\mathbb{R}, d)}$ where $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle d}$ is the Euclidean metric and consider the set $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S = [0, 1) \subseteq \mathbb{R}}$ . We claim that this set is not compact. To show that $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ is not compact, we need to find an open covering $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F}$ of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ that does not have a finite subcovering. Consider the following open covering:

Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \begin{align} \quad \mathcal F = \left \{ \left( (0, 1 - \frac{1}{n} \right ) : n \in \mathbb{Z}, n \geq 1 \right \} = \left \{ \left ( 0, \frac{1}{2}, \right ), \left ( 0, \frac{2}{3} \right ) , \left ( 0, \frac{3}{4} \right ) , ... \right \} \end{align}}

Clearly $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F}$ is an infinite subcovering of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle (0, 1)}$ and furthermore:

Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \begin{align} \quad (0, 1) \subseteq \bigcup_{k=2}^{\infty} \left ( 0, 1 - \frac{1}{k} \right ) \end{align}}

Let $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F^*}$ be a finite subset of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F}$ containing $p$ elements. Then:

Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \begin{align} \quad \mathcal F^* = \left \{ \left (0, 1 - \frac{1}{n_1}\right ), \left (0, 1 - \frac{1}{n_2}\right ), ..., \left (0, 1 - \frac{1}{n_p}\right ) \right \} \end{align}}

Let $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle n^* = \max \{ n_1, n_2, ..., n_p \}}$ . Then due to the nesting of the open covering $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F}$ , we see that:

Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \begin{align} \quad \bigcup_{k=1}^{p} \left ( 0, 1 - \frac{1}{n_p} \right ) = \left ( 0, 1 - \frac{1}{n^*} \right ) \end{align}}

But for $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle (0, 1) \subseteq \left ( 0, 1 - \frac{1}{n^*} \right )}$ we need $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle 1 \leq 1 - \frac{1}{n^*}}$ . But $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle n^* \in \mathbb{N}}$ , so $n^{*}>0$ and $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \frac{1}{n^*} > 0}$ , so $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle 1 - \frac{1}{n^*} < 1}$ . Therefore any finite subset $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F^*}$ of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F}$ cannot cover $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S = (0, 1)}$ . Hence, $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle (0, 1)}$ is not compact.

Boundedness of Compact Sets in a Metric Space

Recall that if $(M,d)$ is a metric space then a subset $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S \subseteq M}$ is said to be compact in $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle M}$ if for every open covering of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ there exists a finite subcovering of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ .

We will now look at a rather important theorem which will tell us that if $S$ is a compact subset of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle M}$ then we can further deduce that $S$ is also a bounded subset.

Theorem 1: If $(M,d)$ be a metric space and $S\subseteq M$ is a compact subset of $M$ then $S$ is bounded.

Proof: For a fixed $x_{0}\in S$ and for $Failed to parse (syntax error): {\displaystyle r > 0}$ , consider the ball centered at $x_{0}$ with radius $r$ , i.e., $B(x_{0},r)$ . Let ${\mathcal {F}}$ denote the collection of balls centered at $x_{0}$ with varying radii $Failed to parse (syntax error): {\displaystyle r > 0}$ :

{\begin{aligned}\quad {\mathcal {F}}=\{B(x_{0},r):r&gt;0\}\end{aligned}}

It should not be hard to see that ${\mathcal {F}}$ is an open covering of $S$ , since for all $s\in S$ we have that $Failed to parse (syntax error): {\displaystyle d(x_0, s) = r_s > 0}$ , so $s\in B(x_{0},r_{s})\in {\mathcal {F}}$ .

Now since $S$ is compact and since $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F}$ is an open covering of $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ , there exists a finite open subcovering subset ${\mathcal {F}}^{*}\subset {\mathcal {F}}$ that covers $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ . Since $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F^*}$ is finite, we have that:

{\begin{aligned}\quad {\mathcal {F}}^{*}=\{B(x_{0},r_{1}),B(x_{0},r_{2}),...,B(x_{0},r_{p})\}\end{aligned}}

And by definition $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F^*}$ covers $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle S}$ so:

{\begin{aligned}\quad S\subseteq \bigcup _{k=1}^{p}B(x_{0},r_{k})\end{aligned}}

Each of the open balls in the open subcovering $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \mathcal F^*}$ is centered at $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle x_0}$ with $Failed to parse (syntax error): {\displaystyle r_1, r_2, ..., r_p > 0}$ . Since the set $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \{ r_1, r_2, ..., r_p \}}$ is a finite set, there exists a maximum value. Let:

Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \begin{align} \quad r_{\mathrm{max}} = \max \{ r_1, r_2, ..., r_p \} \end{align}}

Then for all $k\in \{1,2,...,p\}$ we have that $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle B(x_0, r_k) \subseteq B(x_0, r_{\mathrm{max}})}$ and therefore:

Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \begin{align} \quad S \subseteq \bigcup_{k=1}^{p} B(x_0, r_k) = B(x_0, r_{\mathrm{max}}) \end{align}}

Hence $S$ is bounded. $Failed to parse (MathML with SVG or PNG fallback (recommended for modern browsers and accessibility tools): Invalid response ("Math extension cannot connect to Restbase.") from server "https://wikimedia.org/api/rest_v1/":): {\displaystyle \blacksquare}$

Licensing

Content obtained and/or adapted from:

Compact Sets in a Metric Space, mathonline.wikidot.com under a CC BY-SA license

Compactness in Metric Spaces

Compact Sets in a Metric Space

Boundedness of Compact Sets in a Metric Space

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